Lau, Ying (SFC:AGB977) 劉營
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2009-07-06 | 2010-11-16 |
| 2 | CMB International Insurance Consultancy Co., Limited | Rep | Dealing in futures contracts | 2011-01-03 | 2011-05-19 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2010-09-24 | 2011-05-19 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in futures contracts | 2009-07-01 | Rep | Dealing in futures contracts | 2011-06-07 | 2024-04-01 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Advising on securities | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Dealing in securities | 2009-07-01 | Rep | Dealing in securities | 2011-06-07 | 2024-04-01 |
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