Law, Chi Yuen (SFC:ARI745) 羅智元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-15 | 2010-04-29 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2008-07-16 | 2010-04-29 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-15 | 2010-04-29 |
| 4 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2010-11-15 | 2011-06-09 | Rep | Leveraged foreign exchange trading | 2011-08-11 | 2012-04-08 |
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