Chu, Yin Man (SFC:ABS053) 朱賢文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-02-16 | |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-06-09 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | Rep | Advising on corporate finance | 2004-02-10 | Rep | Advising on securities | 2004-02-10 | Rep | Asset management | 2004-02-10 |
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