Kan, Pinky Lai Ping 簡麗萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GT ASSET MANAGEMENT LIMITED (d2015-03-13) | Rep | Asset management | 2006-11-21 | 2007-07-11 |
| 2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2004-11-11 | 2006-11-11 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-10-20 | |
| 4 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2013-06-10 | |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-09-10 | 2006-11-11 | Rep | Dealing in securities | 2009-09-11 |
| 6 | NATIONAL ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2007-09-06 | 2008-01-23 |
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