Lam, Chuen (SFC:ARN384) 林泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2018-10-03 | 2018-12-14 | Rep | Asset management | 2018-12-14 | 2019-04-12 | RO | Advising on securities | 2018-12-14 | 2019-04-12 | RO | Dealing in securities | 2018-12-14 | 2019-04-12 | Rep | Advising on securities | 2019-09-04 | 2019-10-17 | Rep | Asset management | 2019-09-04 | 2019-10-17 | Rep | Dealing in securities | 2019-09-04 | 2019-10-17 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-18 | 2016-05-03 |
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