Shen, Bowen 沈博文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FULLGOAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2018-06-05 | 2022-09-14 | Rep | Asset management | 2018-06-05 | 2022-09-14 |
2 | GF International Investment Management Limited | Rep | Advising on securities | 2022-12-28 | 2023-08-16 | Rep | Asset management | 2022-12-28 | 2023-08-16 | RO | Advising on securities | 2023-08-16 | RO | Asset management | 2023-08-16 | RO | Dealing in securities | 2023-08-16 |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-03-04 | 2013-06-18 |
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