Chan, Alexander Hing Sang 陳慶生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHANGFENG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-12-07 | 2020-02-13 | RO | Asset management | 2018-12-07 | 2020-02-13 |
| 2 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2013-03-01 | 2015-06-01 | Rep | Advising on futures contracts | 2013-03-01 | 2015-06-01 | Rep | Advising on securities | 2013-03-01 | 2015-06-01 | Rep | Asset management | 2013-03-01 | 2015-06-01 |
| 3 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2007-10-15 | 2008-12-31 |
| 4 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2010-04-22 | 2012-08-20 |
| 5 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-22 | 2012-08-20 |
| 6 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-22 | 2012-08-20 |
| 7 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-10-16 | 2010-02-11 |
| 8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-16 | 2010-02-11 |
| 9 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2009-08-24 | 2010-02-11 | Rep | Asset management | 2009-10-16 | 2010-02-11 |
| 10 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-08-24 | 2010-02-11 |
| 11 | PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2004-09-24 | 2007-09-27 |
| 12 | Starlight Asset Management Limited | RO | Asset management | 2020-05-29 | |
| 13 | Starlight Capital Limited (HK) | RO | Advising on corporate finance | 2020-03-05 | |
| 14 | Starlight Securities Limited | RO | Advising on securities | 2020-05-29 | |
| 15 | Superactive Financial Group Company Limited | RO | Advising on futures contracts | 2015-06-12 | 2018-11-30 | RO | Advising on securities | 2015-06-12 | 2018-11-30 | RO | Asset management | 2015-06-12 | 2018-11-30 | RO | Advising on corporate finance | 2016-06-29 | 2018-11-30 | RO | Dealing in securities | 2018-06-08 | 2018-11-30 |
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