Li, Jamie Chiu 李超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Fosun International Securities Limited | Rep | Advising on securities | 2015-09-14 | 2015-11-18 | Rep | Dealing in securities | 2015-09-14 | 2015-11-18 | RO | Advising on securities | 2015-11-18 | 2016-06-17 | RO | Dealing in securities | 2015-11-18 | 2016-06-17 |
2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-02-09 | Rep | Asset management | 2004-02-09 | Rep | Dealing in futures contracts | 2008-01-12 |
3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-09 | Rep | Advising on securities | 2004-02-09 | Rep | Asset management | 2004-02-09 | Rep | Dealing in securities | 2008-01-12 |
4 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-09-17 | 2011-03-04 | Rep | Advising on futures contracts | 2011-03-04 | 2012-06-01 | RO | Dealing in futures contracts | 2011-03-04 | 2012-06-01 | Rep | Dealing in futures contracts | 2016-08-11 | 2016-10-07 | RO | Dealing in futures contracts | 2016-10-07 |
5 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-07 | 2012-06-01 | Rep | Advising on securities | 2011-10-24 | 2012-06-01 | Rep | Dealing in securities | 2016-08-11 | 2016-10-07 | RO | Dealing in securities | 2016-10-07 | RO | Advising on securities | 2017-09-12 |
6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-13 | 2012-08-03 | Rep | Dealing in securities | 2012-07-13 | 2012-10-18 | RO | Dealing in futures contracts | 2012-08-03 | 2015-06-12 | RO | Advising on securities | 2012-10-18 | 2015-06-12 | RO | Dealing in securities | 2012-10-18 | 2015-06-12 |
7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2008-02-06 | 2008-03-12 |
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