Ngai, Chun Yu 魏鐥䨞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-04-19 | 2010-11-13 |
| 2 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | Dealing in securities | 2016-04-25 | 2022-05-31 | RO | Advising on securities | 2016-09-22 | 2022-05-31 |
| 3 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-12-22 | 2015-09-24 | Rep | Advising on futures contracts | 2013-09-24 | 2016-01-26 | RO | Dealing in futures contracts | 2015-09-24 | 2016-03-04 | RO | Advising on futures contracts | 2016-01-26 | 2016-03-04 |
| 4 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-11-19 | 2015-01-13 | Rep | Advising on securities | 2013-09-24 | 2016-03-04 | RO | Dealing in securities | 2015-01-13 | 2016-03-04 |
| 5 | Open Securities Limited | Rep | Dealing in securities | 2009-08-03 | 2010-03-12 |
| 6 | TAI FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2022-07-08 | 2022-09-02 | RO | Dealing in securities | 2022-09-02 |
| 7 | WINSOME STOCK COMPANY LIMITED | Rep | Dealing in securities | 2008-10-24 | 2009-07-27 |
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