Tse, Tsz Kit 謝子杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gold Mountains Asset Management Limited | RO | Advising on securities | 2023-08-03 | 2024-02-18 | RO | Asset management | 2023-08-03 | 2024-02-18 |
| 2 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2012-01-13 | 2015-11-26 | RO | Advising on securities | 2015-11-26 | 2017-09-30 | RO | Asset management | 2015-11-26 | 2017-09-30 |
| 3 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-17 | 2015-12-03 |
| 4 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-17 | 2015-12-03 | Rep | Advising on securities | 2013-09-24 | 2015-12-03 |
| 5 | LIGHTCONE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-10-31 | 2019-03-31 | RO | Asset management | 2017-10-31 | 2019-03-31 |
| 6 | Parchment Capital Limited | Rep | Advising on securities | 2019-05-06 | 2019-06-13 | Rep | Asset management | 2019-05-06 | 2019-06-13 | RO | Advising on securities | 2019-06-13 | 2019-10-30 | RO | Asset management | 2019-06-13 | 2019-10-30 |
| 7 | Parchment Investment Limited | Rep | Dealing in securities | 2019-06-13 | 2019-10-30 |
| 8 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2009-11-17 | 2010-03-09 |
| 9 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-19 | 2010-03-09 |
| 10 | XTransfer Financial Services (HK) Limited | RO | Advising on securities | 2022-02-23 | 2023-06-30 | RO | Asset management | 2022-02-23 | 2023-06-30 | RO | Dealing in securities | 2022-02-23 | 2023-06-30 |
| 11 | ZH SECURITIES LIMITED | RO | Advising on securities | 2020-02-04 | 2021-05-31 | RO | Asset management | 2020-02-04 | 2021-05-31 | RO | Dealing in securities | 2020-02-04 | 2021-05-31 |
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