Chuang, I-Chu 莊易築
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Fosun International Securities Limited | RO | Advising on securities | 2015-10-26 | 2016-06-30 | RO | Dealing in securities | 2015-10-26 | 2016-06-30 | Rep | Asset management | 2016-02-16 | 2016-06-30 |
| 2 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2021-06-29 | 2022-04-19 |
| 3 | GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2017-07-26 | Rep | Dealing in securities | 2017-07-26 | 2018-03-01 | RO | Dealing in securities | 2018-03-01 |
| 4 | GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2016-11-07 | 2017-05-04 | RO | Dealing in futures contracts | 2016-11-07 | 2017-05-04 |
| 5 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-23 | 2010-08-30 | RO | Dealing in securities | 2010-08-30 | 2012-06-29 | RO | Advising on securities | 2010-09-29 | 2012-06-29 | RO | Advising on securities | 2016-11-07 | 2017-06-30 | RO | Dealing in securities | 2016-11-07 | 2017-06-30 | Rep | Dealing in securities | 2021-10-08 | 2022-04-28 | RO | Dealing in securities | 2022-04-28 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2012-08-14 | 2012-09-17 | Rep | Dealing in securities | 2012-08-14 | 2012-09-17 | RO | Advising on securities | 2012-09-17 | 2015-08-17 | RO | Dealing in securities | 2012-09-17 | 2015-08-17 | Rep | Dealing in futures contracts | 2014-10-10 | 2015-08-17 |
| 7 | IBTS ASIA (HK) LIMITED | Rep | Advising on securities | 2010-01-22 | 2010-02-18 | Rep | Dealing in securities | 2010-01-22 | 2010-02-18 | RO | Advising on securities | 2010-02-18 | 2010-06-30 | RO | Dealing in securities | 2010-02-18 | 2010-06-30 |
| 8 | Open Asset Management Limited | Rep | Advising on securities | 2007-11-02 | 2007-11-20 | RO | Advising on securities | 2007-11-20 | 2009-10-02 |
| 9 | Open Securities Limited | RO | Advising on securities | 2006-11-13 | 2009-10-02 | RO | Dealing in securities | 2006-11-13 | 2009-10-02 |
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