Li, Ming (SFC:AXK332) 李明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2018-07-12 | 2019-08-13 |
| 2 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Advising on securities | 2011-06-07 | 2018-03-19 | Rep | Advising on securities | 2019-10-04 | 2021-07-08 | RO | Advising on securities | 2021-07-08 |
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