Chen, Xuan (SFC:ARG777) 陳煊

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Advising on futures contracts 2008-07-30 2012-06-12
Rep Advising on securities 2008-07-30 2012-06-12
Rep Asset management 2008-07-30 2012-06-12
RO Advising on futures contracts 2016-09-28 2018-07-03
RO Advising on securities 2016-09-28 2018-07-03
RO Asset management 2016-09-28 2018-07-03
2 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2010-04-13 2012-06-12
Rep Advising on securities 2010-04-13 2012-06-12
Rep Asset management 2010-04-13 2012-06-12
Rep Asset management 2015-12-23 2016-09-28
RO Advising on futures contracts 2016-09-28 2018-07-03
RO Advising on securities 2016-09-28 2018-07-03
RO Asset management 2016-09-28 2018-07-03
3 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2013-08-22 2018-07-03
RO Advising on futures contracts 2018-07-03 2021-11-29
RO Dealing in futures contracts 2018-07-03 2021-11-29
4 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Asset management 2010-07-27 2012-06-12
Rep Advising on securities 2011-06-30 2012-06-12
RO Advising on securities 2016-09-28 2018-07-03
RO Asset management 2016-09-28 2018-07-03
RO Dealing in securities 2016-09-28 2018-07-03
5 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2012-04-26 2018-07-03
Rep Advising on securities 2014-03-03 2018-07-03
RO Advising on securities 2018-07-03 2021-11-29
RO Dealing in securities 2018-07-03 2021-11-29

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