Chen, Xuan (SFC:ARG777) 陳煊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2008-07-30 | 2012-06-12 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2010-04-13 | 2012-06-12 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2008-07-30 | 2012-06-12 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-04-13 | 2012-06-12 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2011-06-30 | 2012-06-12 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-03-03 | 2018-07-03 |
| 7 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2008-07-30 | 2012-06-12 |
| 8 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-04-13 | 2012-06-12 |
| 9 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2010-07-27 | 2012-06-12 |
| 10 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-12-23 | 2016-09-28 |
| 11 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-22 | 2018-07-03 |
| 12 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-04-26 | 2018-07-03 |
| 13 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | Advising on futures contracts | 2016-09-28 | 2018-07-03 |
| 14 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2016-09-28 | 2018-07-03 |
| 15 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2018-07-03 | 2021-11-29 |
| 16 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2016-09-28 | 2018-07-03 |
| 17 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-09-28 | 2018-07-03 |
| 18 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2016-09-28 | 2018-07-03 |
| 19 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2018-07-03 | 2021-11-29 |
| 20 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | Asset management | 2016-09-28 | 2018-07-03 |
| 21 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-09-28 | 2018-07-03 |
| 22 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Asset management | 2016-09-28 | 2018-07-03 |
| 23 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2018-07-03 | 2021-11-29 |
| 24 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Dealing in securities | 2016-09-28 | 2018-07-03 |
| 25 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-07-03 | 2021-11-29 |
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