Chow, Joseph Wing Yan 周永忻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Atlantic Asset Management Limited | Rep | Asset management | 2020-01-14 | 2020-08-31 | Rep | Advising on securities | 2020-04-02 | 2020-08-31 | RO | Advising on securities | 2020-08-31 | 2022-03-30 | RO | Asset management | 2020-08-31 | 2022-03-30 |
2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Asset management | 2012-04-02 | 2016-06-14 | Rep | Advising on securities | 2015-07-31 | 2016-10-18 | Rep | Dealing in securities | 2015-07-31 | 2016-10-18 | RO | Asset management | 2016-06-14 | 2016-10-18 |
3 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-09-18 | 2016-06-14 | Rep | Advising on securities | 2015-07-31 | 2016-10-18 | Rep | Dealing in securities | 2015-07-31 | 2016-10-18 | RO | Asset management | 2016-06-14 | 2016-10-18 |
4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-12-19 | 2017-03-09 | Rep | Advising on securities | 2016-12-19 | 2017-11-13 | RO | Asset management | 2017-03-09 | 2017-11-13 |
5 | CMS CAPITAL (HK) CO., LIMITED | Rep | Asset management | 2008-06-05 | 2008-08-13 |
6 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2018-11-06 | 2019-12-07 | RO | Advising on securities | 2019-09-02 | 2019-12-07 |
7 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2010-11-24 | 2012-03-13 |
8 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-06-05 | 2012-03-13 |
9 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-06-05 | 2012-03-13 |
10 | Sunshine Asset Management (HK) Limited | RO | Advising on securities | 2023-03-31 | RO | Asset management | 2023-03-31 |
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