Jin, Lu (SFC:AWT304) 金路
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2011-03-04 | 2015-02-18 | Rep | Advising on securities | 2011-03-04 | 2015-02-18 | Rep | Asset management | 2011-03-04 | 2015-02-18 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2011-03-04 | 2015-02-18 | Rep | Advising on securities | 2011-03-04 | 2015-02-18 | Rep | Asset management | 2011-03-04 | 2015-02-18 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2011-03-04 | 2015-02-18 | Rep | Asset management | 2011-03-04 | 2015-02-18 |
| 4 | Nine Masts Capital Limited | Rep | Asset management | 2015-03-06 | 2017-08-31 |
| 5 | YUE XIU ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-09-19 | 2017-11-27 | Rep | Asset management | 2017-09-19 | 2017-11-27 | RO | Advising on securities | 2017-11-27 | RO | Asset management | 2017-11-27 |
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