Lai, Andrea Ka Yan 黎嘉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2011-11-02 | 2012-06-17 | Rep | Asset management | 2011-11-02 | 2012-06-17 | Rep | Dealing in securities | 2011-11-02 | 2012-06-17 |
| 2 | CMS CAPITAL (HK) CO., LIMITED | Rep | Asset management | 2007-09-25 | 2008-08-13 |
| 3 | Essence Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-06-18 | 2012-12-07 | Rep | Asset management | 2012-06-18 | 2012-12-07 | RO | Advising on securities | 2012-12-07 | RO | Asset management | 2012-12-07 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2010-11-16 | 2011-10-14 | Rep | Asset management | 2010-11-16 | 2011-10-14 |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-09-25 | 2011-10-14 | Rep | Advising on securities | 2008-06-27 | 2011-10-14 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2011-10-14 |
| 7 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2005-05-26 | 2009-12-21 | Rep | Asset management | 2005-05-26 | 2011-10-14 | RO | Dealing in securities | 2009-12-21 | 2011-10-14 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-08-10 | 2011-10-14 |
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