Leung, Chi Chung (SFC:ADX923) 梁志忠

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BASE ASSET MANAGEMENT LTD RO Advising on securities 2018-11-06
RO Asset management 2018-11-06
2 Fubon Fund Management (Hong Kong) Limited Rep Asset management 2007-02-12 2008-09-03
Rep Advising on securities 2007-03-01 2008-09-03
Rep Dealing in securities 2007-03-01 2008-09-03
3 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Advising on futures contracts 2010-11-16 2011-09-13
Rep Advising on securities 2010-11-16 2011-09-13
Rep Asset management 2010-11-16 2011-09-13
4 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2008-09-29 2009-04-21
Rep Asset management 2008-09-29 2009-04-21
Rep Advising on futures contracts 2009-02-17 2009-05-12
RO Advising on securities 2009-04-21 2011-09-13
RO Asset management 2009-04-21 2011-09-13
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2009-05-21 2011-09-13
6 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Advising on securities 2008-09-29 2009-04-21
Rep Asset management 2008-09-29 2009-04-21
Rep Dealing in securities 2008-09-29 2009-04-21
RO Advising on securities 2009-04-21 2011-09-13
RO Asset management 2009-04-21 2011-09-13
RO Dealing in securities 2009-04-21 2011-09-13
7 RAYLIANT ASSET MANAGEMENT LIMITED RO Asset management 2012-02-20 2018-06-30
RO Advising on securities 2012-11-12 2018-06-30
8 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Rep Advising on corporate finance 2004-08-06
Rep Advising on securities 2005-01-31
Rep Asset management 2007-01-11

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