Leung, Chi Chung (SFC:ADX923) 梁志忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-08-06 | |
| 2 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-01-31 | |
| 3 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Asset management | 2007-01-11 | |
| 4 | Fubon Fund Management (Hong Kong) Limited | Rep | Asset management | 2007-02-12 | 2008-09-03 |
| 5 | Fubon Fund Management (Hong Kong) Limited | Rep | Advising on securities | 2007-03-01 | 2008-09-03 |
| 6 | Fubon Fund Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-01 | 2008-09-03 |
| 7 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-09-29 | 2009-04-21 |
| 8 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-09-29 | 2009-04-21 |
| 9 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2008-09-29 | 2009-04-21 |
| 10 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-09-29 | 2009-04-21 |
| 11 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2008-09-29 | 2009-04-21 |
| 12 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2009-02-17 | 2009-05-12 |
| 13 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-04-21 | 2011-09-13 |
| 14 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2009-04-21 | 2011-09-13 |
| 15 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2009-04-21 | 2011-09-13 |
| 16 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Asset management | 2009-04-21 | 2011-09-13 |
| 17 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Dealing in securities | 2009-04-21 | 2011-09-13 |
| 18 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2009-05-21 | 2011-09-13 |
| 19 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2010-11-16 | 2011-09-13 |
| 20 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2010-11-16 | 2011-09-13 |
| 21 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2010-11-16 | 2011-09-13 |
| 22 | RAYLIANT ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-02-20 | 2018-06-30 |
| 23 | RAYLIANT ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2012-11-12 | 2018-06-30 |
| 24 | BASE ASSET MANAGEMENT LTD | RO | Advising on securities | 2018-11-06 | |
| 25 | BASE ASSET MANAGEMENT LTD | RO | Asset management | 2018-11-06 |
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