Tai, Ho Ying 戴可迎

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCHK Asset Management Limited Rep Advising on securities 2016-10-14
2 BOCHK Asset Management Limited Rep Asset management 2016-10-14
3 BOCHK Asset Management Limited Rep Dealing in securities 2016-10-14
4 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Advising on securities 2011-03-16 2013-06-29
5 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2011-03-16 2013-06-29
6 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Advising on securities 2011-03-16 2013-06-29
7 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Dealing in securities 2011-03-16 2013-06-29
8 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Asset management 2011-11-15 2013-06-29
9 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Asset management 2011-11-15 2013-06-29
10 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Asset management 2011-11-15 2013-06-29
11 China Universal Asset Management (Hong Kong) Company Limited Rep Advising on securities 2015-06-09 2015-12-12
12 China Universal Asset Management (Hong Kong) Company Limited Rep Asset management 2015-06-09 2015-12-12
13 China Universal Asset Management (Hong Kong) Company Limited Rep Dealing in securities 2015-09-22 2015-12-12

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