Wat, Joshua Ka Fai 屈家輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DRT MANAGEMENT LIMITED | Rep | Asset management | 2006-09-30 | 2007-03-08 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-04-04 | 2011-12-06 | Rep | Advising on securities | 2007-05-23 | 2011-12-06 | Rep | Advising on futures contracts | 2007-08-28 | 2011-12-06 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-28 | 2011-12-06 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-06-25 | 2011-12-06 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-08-28 | 2011-12-06 |
| 6 | JW Capital Limited (HK) | RO | Asset management | 2011-12-19 | |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-12-12 | Rep | Advising on securities | 2003-12-12 | Rep | Asset management | 2003-12-12 | Rep | Automated trading services | 2003-12-12 | Rep | Dealing in securities | 2006-09-01 |
| 8 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-12-12 | Rep | Advising on securities | 2003-12-12 | Rep | Asset management | 2003-12-12 | Rep | Dealing in securities | 2003-12-12 |
| 9 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-18 | 2006-09-01 |
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