Ng, Hoi Kam 吳海淦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2017-09-04 | 2017-09-13 | RO | Advising on corporate finance | 2017-09-13 | RO | Dealing in securities | 2017-12-20 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-02-21 | 2020-04-16 | RO | Dealing in securities | 2020-04-16 | RO | Advising on securities | 2023-07-03 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-01-08 | Rep | Advising on corporate finance | 2007-10-18 | RO | Advising on corporate finance | 2007-10-18 | 2017-08-31 |
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