Chan, Yin Lam (SFC:ANM835) 陳彥霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-07-23 | 2013-11-21 | RO | Advising on corporate finance | 2013-11-21 | 2018-01-31 |
2 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-01-05 | 2010-04-30 | Rep | Dealing in securities | 2010-01-05 | 2010-04-30 |
3 | Fosun International Capital Limited | RO | Advising on corporate finance | 2022-04-20 | RO | Dealing in securities | 2022-04-20 | RO | Advising on securities | 2023-03-10 |
4 | Fosun International Securities Limited | Rep | Advising on corporate finance | 2018-04-04 | 2018-04-24 | RO | Advising on corporate finance | 2018-04-24 | 2023-12-11 | RO | Dealing in securities | 2024-04-15 |
5 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-05-31 | 2013-01-17 | RO | Advising on corporate finance | 2013-01-17 | 2013-06-15 |
6 | Shang International Finance Limited | Rep | Advising on corporate finance | 2006-06-09 | 2009-12-24 | Rep | Advising on securities | 2006-06-09 | 2009-12-24 | Rep | Dealing in securities | 2006-06-09 | 2009-12-24 |
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