Law, Denise Ying Wai 羅瑩慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-06-29 | 2013-03-01 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2013-02-20 | 2013-03-01 | Rep | Dealing in securities | 2013-02-20 | 2013-03-01 |
| 3 | HALCYON CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2013-03-04 | 2019-01-09 | RO | Advising on corporate finance | 2019-01-09 |
| 4 | HALCYON SECURITIES LIMITED | Rep | Dealing in securities | 2023-11-01 | |
| 5 | Shang International Finance Limited | Rep | Advising on corporate finance | 2007-05-07 | 2010-04-30 | Rep | Advising on securities | 2007-05-07 | 2010-04-30 | Rep | Dealing in securities | 2007-05-07 | 2010-04-30 |
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