Mak, Ho Lim 麥灝廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2013-07-11 | 2016-05-27 | Rep | Dealing in securities | 2014-01-15 | 2016-05-27 |
| 2 | CMBC International Capital Limited | Rep | Advising on corporate finance | 2021-09-10 | 2022-01-21 | RO | Advising on corporate finance | 2022-01-21 | RO | Dealing in securities | 2022-12-02 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-09-10 | |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-04-22 | 2013-06-21 | Rep | Advising on corporate finance | 2016-06-27 | 2021-08-20 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-06-27 | 2021-08-20 |
| 6 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2006-03-06 | 2007-09-21 |
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