Wong, Jovi Chi Wing 王志榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-07-08 | 2014-07-30 |
| 2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-09-15 | 2013-06-15 |
| 3 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2014-08-26 | 2018-03-16 | Rep | Dealing in securities | 2014-08-26 | 2018-03-16 |
| 4 | Seazen Resources Asset Management Limited | RO | Dealing in securities | 2022-05-11 | 2023-02-01 | RO | Advising on securities | 2022-05-11 | 2023-10-19 | RO | Asset management | 2022-05-11 | 2023-10-19 |
| 5 | Seazen Resources Securities Limited | RO | Dealing in securities | 2022-09-30 | 2023-10-19 |
| 6 | Wonder Capital Group Limited | Rep | Advising on securities | 2018-06-25 | 2018-10-04 | Rep | Dealing in securities | 2018-06-25 | 2018-10-04 | RO | Advising on securities | 2018-10-04 | 2022-04-01 | RO | Asset management | 2018-10-04 | 2022-04-01 | RO | Dealing in securities | 2018-10-04 | 2022-04-01 |
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