Yip, Wai Yan (SFC:AXZ867) 葉渭茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-03-08 | Rep | Asset management | 2019-03-08 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2019-03-08 | |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2012-10-19 | 2017-11-07 | Rep | Asset management | 2012-10-19 | 2017-11-07 | Rep | Advising on futures contracts | 2016-06-07 | 2017-11-07 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-10-19 | 2017-11-07 | Rep | Asset management | 2012-10-19 | 2017-11-07 | Rep | Advising on futures contracts | 2016-06-07 | 2017-11-07 |
| 5 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-09-07 | 2012-10-08 |
| 6 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2012-10-19 | 2017-11-07 | Rep | Asset management | 2012-10-19 | 2017-11-07 | Rep | Dealing in securities | 2016-06-07 | 2017-11-07 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-11-07 | 2012-10-08 |
| 8 | Wonder Capital Group Limited | Rep | Asset management | 2017-11-20 | 2018-01-12 | RO | Asset management | 2018-01-12 | 2019-02-28 | RO | Advising on securities | 2018-04-11 | 2019-02-28 | RO | Dealing in securities | 2018-04-11 | 2019-02-28 |
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