Zhu, Jiang (SFC:AXF039) 朱江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC CFI Securities Company Limited | Rep | Advising on securities | 2022-05-30 | Rep | Dealing in securities | 2022-05-30 |
| 2 | CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2022-10-19 | |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-06-22 | 2014-06-03 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-04-21 | 2014-06-03 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-04-21 | 2019-02-14 | Rep | Leveraged foreign exchange trading | 2011-06-22 | 2012-02-14 | Rep | Dealing in securities | 2020-06-12 | 2021-04-01 |
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