Lee, Yiu Wing 李耀榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMB International Securities Limited | Rep | Advising on securities | 2019-08-09 | 2021-10-03 | Rep | Dealing in securities | 2019-08-09 | 2021-10-03 |
2 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2006-04-27 | 2012-12-01 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2003-08-14 | RO | Asset management | 2003-08-14 | RO | Automated trading services | 2003-08-14 | RO | Advising on securities | 2012-12-01 | RO | Dealing in securities | 2012-12-01 |
4 | iBest Consultants Limited | RO | Dealing in securities | 2008-04-15 | 2012-12-01 |
5 | iBest Securities Company Limited | RO | Advising on corporate finance | 2003-08-14 | RO | Advising on securities | 2003-08-14 | RO | Asset management | 2003-08-14 | RO | Dealing in securities | 2012-12-01 |
6 | OnePlatform Securities Limited | Rep | Dealing in securities | 2018-03-06 | 2018-03-07 | RO | Dealing in securities | 2018-03-07 | 2019-03-25 | Rep | Advising on securities | 2018-05-21 | 2019-03-25 |
7 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in futures contracts | 2017-02-13 | 2017-09-30 | RO | Dealing in securities | 2017-02-13 | 2017-09-30 |
8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-01-24 | 2013-03-11 | RO | Dealing in futures contracts | 2013-03-11 | 2017-02-12 |
9 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-01-24 | 2013-03-11 | RO | Dealing in securities | 2013-03-11 | 2017-02-12 |
10 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2022-01-03 | 2022-01-11 | Rep | Dealing in securities | 2022-01-03 | 2022-01-11 | RO | Advising on securities | 2022-01-11 | RO | Dealing in securities | 2022-01-11 |
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