Cheung, Lik (SFC:AKM452) 張力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broadway Wealth Management Limited | Rep | Advising on securities | 2006-08-15 | 2007-09-06 | Rep | Asset management | 2006-09-21 | 2007-09-06 | RO | Advising on securities | 2007-09-06 | 2009-07-11 | RO | Asset management | 2007-09-06 | 2009-07-11 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-21 | 2015-08-01 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-06-21 | 2015-08-01 |
| 4 | HALCYON SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-12 | 2016-02-15 | Rep | Advising on securities | 2015-08-12 | 2017-12-29 | Rep | Dealing in futures contracts | 2015-08-12 | 2017-12-29 | RO | Dealing in securities | 2016-02-15 | 2017-12-29 | RO | Asset management | 2016-05-25 | 2017-12-29 |
| 5 | iBest Consultants Limited | Rep | Asset management | 2009-11-05 | 2014-03-19 | Rep | Advising on securities | 2009-11-05 | 2015-08-01 | Rep | Dealing in securities | 2009-11-23 | 2015-08-01 | Rep | Dealing in futures contracts | 2012-05-15 | 2015-08-01 | RO | Asset management | 2014-03-19 | 2015-08-01 |
| 6 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2004-06-28 | 2005-03-30 |
| 7 | WK FUND MANAGEMENT LIMITED | RO | Advising on securities | 2018-04-11 | RO | Asset management | 2018-04-11 |
| 8 | WK SECURITIES LIMITED | RO | Advising on securities | 2018-09-07 | RO | Dealing in securities | 2018-09-07 |
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