Chun, Sau Yee 秦壽頤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China United Merchants Asset Management Company Limited | Rep | Asset management | 2020-04-21 | 2020-05-20 | Rep | Dealing in securities | 2020-04-21 | 2020-05-20 | RO | Asset management | 2020-05-20 | RO | Dealing in securities | 2020-05-20 | RO | Advising on securities | 2020-09-28 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2015-04-29 | 2015-09-16 | Rep | Asset management | 2015-08-24 | 2015-09-16 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-04-29 | 2015-09-16 | Rep | Asset management | 2015-08-24 | 2015-09-16 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-01-20 | 2015-07-06 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2015-04-29 | 2015-09-16 | Rep | Dealing in securities | 2015-04-29 | 2015-09-16 | Rep | Asset management | 2015-08-24 | 2015-09-16 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2014-01-20 | 2015-07-06 | Rep | Dealing in securities | 2014-01-20 | 2015-07-06 |
| 7 | iBest Consultants Limited | Rep | Advising on securities | 2011-04-20 | 2015-08-06 | Rep | Asset management | 2011-04-20 | 2015-08-06 | Rep | Dealing in securities | 2011-04-20 | 2015-08-06 | Rep | Dealing in futures contracts | 2012-05-15 | 2015-08-06 |
| 8 | Matrix Asset Management Limited | Rep | Advising on securities | 2017-07-14 | 2020-02-29 | Rep | Asset management | 2017-07-14 | 2020-02-29 |
| 9 | Matrix Securities Limited | Rep | Dealing in securities | 2019-10-25 | 2020-02-29 |
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