Lee, Pui Man (SFC:AIU551) 李佩敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2004-10-20 | 2006-09-04 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-25 | 2009-10-12 | Rep | Advising on securities | 2015-03-18 | 2015-05-01 | Rep | Dealing in securities | 2015-03-18 | 2015-05-01 |
| 3 | iBest Consultants Limited | Rep | Advising on securities | 2006-09-08 | 2015-05-01 | Rep | Dealing in securities | 2009-05-25 | 2015-05-01 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2003-05-19 | 2004-09-03 |
| 5 | Victoria International Asset Management Limited | Rep | Advising on securities | 2023-04-27 | Rep | Asset management | 2023-04-27 |
| 6 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2018-06-13 | 2020-07-16 | Rep | Dealing in securities | 2018-06-13 | 2020-07-16 |
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