Leung, Wai Kin (SFC:ANP306) 梁偉健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2006-07-27 | 2006-09-04 |
| 2 | Excel Shining Asia Limited | RO | Advising on securities | 2016-08-01 | 2020-05-01 | RO | Asset management | 2016-08-01 | 2020-05-01 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-08 | 2016-07-29 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-04 | 2016-07-29 | Rep | Advising on securities | 2014-09-08 | 2016-07-29 |
| 5 | iBest Consultants Limited | Rep | Advising on securities | 2006-09-08 | 2016-07-29 | Rep | Dealing in securities | 2009-03-13 | 2016-07-29 | Rep | Asset management | 2010-03-01 | 2016-07-29 | Rep | Dealing in futures contracts | 2012-08-10 | 2016-07-29 |
| 6 | KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2020-06-23 | 2020-08-21 | Rep | Asset management | 2020-06-23 | 2020-08-21 | RO | Advising on securities | 2020-08-21 | 2021-05-08 | RO | Asset management | 2020-08-21 | 2021-05-08 |
| 7 | Solomon JFZ (Asia) Holdings Limited | Rep | Asset management | 2021-10-11 | 2021-10-26 | RO | Asset management | 2021-10-26 |
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