Li, Hoi Wing (SFC:ASP543) 李海榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-03-24 | 2010-11-15 |
| 2 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-11-13 | 2010-11-15 |
| 3 | Glory Sun Securities Limited | Rep | Advising on securities | 2018-03-27 | 2022-11-16 | Rep | Dealing in securities | 2018-03-27 | 2022-11-16 | Rep | Asset management | 2018-04-23 | 2022-11-16 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-03-18 | 2017-11-30 | Rep | Dealing in securities | 2015-03-18 | 2017-11-30 |
| 5 | iBest Consultants Limited | Rep | Advising on securities | 2011-01-05 | 2017-11-30 | Rep | Dealing in securities | 2011-01-05 | 2017-11-30 |
| 6 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2023-01-03 | Rep | Asset management | 2023-01-03 | Rep | Dealing in securities | 2023-01-03 |
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