Shu, Shan (SFC:ATY750) 許珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BaoQiao Partners Securities (HK) Limited | Rep | Dealing in securities | 2018-08-24 | 2019-01-09 | RO | Dealing in securities | 2019-01-09 | 2022-01-01 | RO | Advising on securities | 2019-05-27 | 2022-01-01 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-10-21 | 2010-05-26 |
| 3 | Changyuan Securities Limited | Rep | Advising on securities | 2022-07-08 | 2022-08-10 | RO | Advising on securities | 2022-08-10 | 2023-05-12 | RO | Asset management | 2022-08-10 | 2023-05-12 | RO | Dealing in securities | 2023-02-27 | 2023-05-12 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-10-21 | 2010-05-26 |
| 5 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2023-06-16 | 2023-08-10 | Rep | Asset management | 2023-06-16 | 2023-08-10 | Rep | Dealing in securities | 2023-06-16 | 2023-08-10 |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-31 | 2018-08-03 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-05-31 | 2018-08-03 | Rep | Leveraged foreign exchange trading | 2010-08-09 | 2018-08-03 |
| 8 | iBest Consultants Limited | Rep | Dealing in securities | 2010-07-06 | 2018-08-03 | Rep | Advising on securities | 2010-08-19 | 2018-08-03 |
| 9 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2018-08-03 |
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