Tang, Joan Siu Kwan 鄧少君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-21 | 2016-06-15 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-08-21 | 2016-06-15 |
| 3 | IAM LEGACY LIMITED | Rep | Advising on securities | 2012-12-03 | 2013-01-11 | Rep | Asset management | 2012-12-03 | 2013-01-11 |
| 4 | iBest Consultants Limited | Rep | Advising on securities | 2010-08-19 | 2012-10-31 | Rep | Dealing in securities | 2010-08-19 | 2012-10-31 | Rep | Asset management | 2011-05-18 | 2012-10-31 | Rep | Advising on securities | 2013-02-06 | 2014-06-30 | Rep | Asset management | 2013-02-06 | 2014-06-30 | Rep | Dealing in securities | 2013-02-06 | 2014-06-30 | Rep | Dealing in futures contracts | 2014-03-18 | 2014-06-30 | Rep | Advising on securities | 2015-08-21 | 2016-06-15 | Rep | Asset management | 2015-08-21 | 2016-06-15 |
| 5 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2012-12-03 | 2013-01-11 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-08-11 | 2007-03-16 | Rep | Advising on securities | 2007-07-23 | 2010-06-14 | Rep | Dealing in securities | 2010-06-14 | 2010-07-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy