Woo, Diana 吳玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2013-08-14 | 2014-03-01 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-08-14 | 2014-03-01 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-06-11 | 2014-03-01 |
| 4 | iBest Consultants Limited | Rep | Advising on securities | 2010-02-18 | 2012-02-17 | Rep | Dealing in securities | 2010-02-18 | 2012-02-17 |
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