Cheung, Kwok Wai (SFC:ADX694) 張國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Automated trading services | 2003-08-14 | Rep | Dealing in futures contracts | 2004-02-02 | RO | Advising on futures contracts | 2004-02-02 | 2012-11-01 | RO | Dealing in futures contracts | 2004-02-02 | 2012-11-01 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Dealing in securities | 2007-03-16 | 2010-01-15 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Automated trading services | 2003-08-14 | RO | Dealing in securities | 2012-11-01 |
| 4 | VMS Securities Limited | Rep | Dealing in securities | 2013-06-07 | 2016-05-05 |
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