Au, Tat Sang 區達生

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCI COMMODITIES & FUTURES LIMITED Rep Dealing in futures contracts 2004-10-21 2008-07-01
2 BOCI SECURITIES LIMITED Rep Dealing in securities 2004-10-21 2008-07-01
Rep Dealing in futures contracts 2005-10-13 2008-07-01
3 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in futures contracts 2008-09-08 2011-05-03
Rep Dealing in securities 2008-09-08 2011-05-03
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2010-04-15 2011-10-05
5 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2010-04-15 2011-10-05
Rep Leveraged foreign exchange trading 2010-09-22 2011-10-05
6 SINOPAC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2011-10-31 2014-03-31
7 SINOPAC SECURITIES (ASIA) LIMITED Rep Advising on securities 2011-10-31 2017-02-12
Rep Asset management 2011-10-31 2017-02-12
Rep Dealing in securities 2011-10-31 2017-02-12
Rep Dealing in futures contracts 2013-05-21 2017-02-12
Rep Advising on securities 2017-02-13
RO Dealing in futures contracts 2017-02-13
RO Dealing in securities 2017-02-13
Rep Asset management 2017-02-13 2022-10-13
RO Asset management 2022-10-13
8 TIS SECURITIES (HK) LIMITED Rep Advising on securities 2004-02-09
Rep Automated trading services 2004-02-09
Rep Dealing in securities 2004-02-09
Rep Advising on corporate finance 2004-10-07
Rep Asset management 2004-10-07
9 Tung Shing Futures (Brokers) Limited RO Dealing in futures contracts 2016-10-11 2017-02-12
10 Tung Shing Securities (Brokers) Limited RO Dealing in securities 2016-10-11 2017-02-12

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top