Chan, Johnny Ka Ho 陳家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-04 | 2007-05-02 | Rep | Dealing in futures contracts | 2007-11-09 | 2017-08-01 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-10-04 | 2007-05-02 | Rep | Dealing in securities | 2007-11-09 | 2017-08-01 | Rep | Leveraged foreign exchange trading | 2009-05-25 | 2017-08-01 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-08-07 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-02-16 |
4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | 2022-02-16 |
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