Chan, Ka Keung (SFC:ADI053) 陳家強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-07-20 | 2013-07-29 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-11 | Rep | Advising on securities | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Automated trading services | 2003-08-11 | Rep | Dealing in securities | 2013-07-29 |
| 3 | iBest Consultants Limited | Rep | Advising on securities | 2011-11-04 | 2012-09-30 | RO | Dealing in futures contracts | 2012-03-23 | 2012-09-30 | Rep | Dealing in securities | 2012-04-24 | 2012-09-30 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2021-04-12 | Rep | Dealing in securities | 2017-02-13 | 2021-04-12 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-05-05 | |
| 6 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-05-05 | |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-08-22 | 2017-02-12 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-08-22 | 2017-02-12 |
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