Chan, Wai Fung (SFC:ARB852) 陳偉峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-21 | 2010-08-28 |
2 | DRACO CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-02-18 | 2020-06-22 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-20 | 2017-07-20 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-12-13 | 2017-07-20 | Rep | Leveraged foreign exchange trading | 2011-02-18 | 2017-07-20 |
5 | iBest Consultants Limited | Rep | Advising on securities | 2016-10-27 | 2018-10-11 | Rep | Dealing in securities | 2016-10-27 | 2018-10-11 | Rep | Asset management | 2017-06-19 | 2018-10-11 |
6 | SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2020-07-22 | 2022-04-27 | RO | Advising on corporate finance | 2022-04-27 | Rep | Dealing in securities | 2022-04-28 |
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