Chan, Wang (SFC:AEL779) 陳宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-04-01 | |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-04-01 | |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-02-27 | 2021-03-23 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-06-20 | 2021-03-23 | Rep | Leveraged foreign exchange trading | 2012-04-23 | 2020-01-23 |
5 | VICTORFIELD SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-06-19 | Rep | Advising on securities | 2003-06-19 | Rep | Asset management | 2003-06-19 | Rep | Dealing in securities | 2003-06-19 |
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