Chan, Yat Lam (SFC:AOW942) 陳日霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | aacat fintech Limited | Rep | Dealing in securities | 2023-11-03 | |
2 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-12-11 | 2021-04-30 |
3 | Dongxing Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2021-05-10 | 2023-04-14 |
4 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-05-19 | 2015-06-14 |
5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-19 | 2015-06-14 |
6 | Goldhorse Securities Limited | Rep | Advising on securities | 2023-05-30 | 2023-08-25 | Rep | Dealing in securities | 2023-05-30 | 2023-08-25 |
7 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2010-03-22 | 2011-05-03 | Rep | Dealing in securities | 2010-03-22 | 2011-05-03 |
8 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-06-22 | 2014-04-30 | Rep | Dealing in futures contracts | 2015-08-20 | 2017-09-22 |
9 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-06-22 | 2014-04-30 | Rep | Leveraged foreign exchange trading | 2007-11-27 | 2014-04-30 | Rep | Dealing in securities | 2015-08-20 | 2017-09-22 | Rep | Leveraged foreign exchange trading | 2015-08-20 | 2017-09-22 |
10 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2017-09-22 |
11 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-10-26 | 2021-04-30 |
12 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-10-26 | 2020-03-27 |
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