Chan, Daniel Yat Nam 陳日嵐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Automated trading services | 2003-08-13 | Rep | Dealing in futures contracts | 2012-08-08 | RO | Dealing in futures contracts | 2012-08-08 | 2022-05-31 | RO | Advising on futures contracts | 2018-05-29 | 2022-05-31 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-13 | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Automated trading services | 2003-08-13 | Rep | Dealing in securities | 2012-08-08 | Rep | Leveraged foreign exchange trading | 2004-11-24 | 2016-12-01 | RO | Dealing in securities | 2012-08-08 | 2022-05-31 | RO | Leveraged foreign exchange trading | 2016-12-01 | 2020-02-24 |
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