Chen, Kim Ching 陳錦清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Chuenman Securities Limited | RO | Dealing in securities | 2019-04-02 | 2021-04-30 | RO | Advising on securities | 2021-03-02 | 2021-04-30 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-16 | 2012-01-01 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-06-11 | 2012-01-01 | Rep | Leveraged foreign exchange trading | 2010-07-19 | 2012-01-01 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-01-12 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-07-19 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-01-12 | 2018-07-19 |
| 6 | Ruibang Securities Limited | RO | Advising on securities | 2021-05-03 | 2022-03-17 | RO | Dealing in securities | 2021-05-03 | 2022-03-17 |
| 7 | VMI Securities Limited | RO | Dealing in securities | 2022-03-21 | |
| 8 | ZUNDIAO SECURITIES LIMITED | RO | Dealing in securities | 2018-09-03 | 2019-03-01 |
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