Chen, Qing (SFC:AHJ872) 陳青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-11 | 2006-03-24 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-01 | 2006-03-24 | Rep | Dealing in futures contracts | 2005-11-11 | 2006-03-24 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-08-07 | 2008-06-30 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-08-07 | 2008-06-30 |
| 5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-10 | Rep | Advising on securities | 2004-08-10 | Rep | Asset management | 2004-08-10 | Rep | Dealing in securities | 2005-07-29 |
| 6 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-10-29 | 2011-05-03 | Rep | Dealing in securities | 2008-10-29 | 2011-05-03 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2012-05-05 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-05-05 |
| 9 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2012-11-02 | 2013-04-14 | Rep | Dealing in securities | 2012-11-02 | 2013-04-14 |
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