Cheng, Ka Ho (SFC:AQU090) 鄭嘉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-12-19 | 2010-01-15 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-02 | 2010-01-15 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-01 | 2017-08-15 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-02-01 | 2017-08-15 | Rep | Advising on securities | 2010-11-17 | 2017-08-15 |
5 | WK FUND MANAGEMENT LIMITED | Rep | Asset management | 2019-01-07 | 2020-09-25 | RO | Advising on securities | 2020-09-25 | RO | Asset management | 2020-09-25 |
6 | WK SECURITIES LIMITED | RO | Dealing in securities | 2017-10-13 | RO | Advising on securities | 2018-04-03 |
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