Chong, Sze Wai 莊思偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-03-17 | |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-03-17 | |
| 3 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2013-04-15 | 2013-09-20 |
| 4 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2010-01-25 | 2011-05-03 | Rep | Dealing in securities | 2010-01-25 | 2011-05-03 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2012-09-29 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-09-29 |
| 7 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-03 | Rep | Advising on securities | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in securities | 2003-06-03 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-06-03 | Rep | Asset management | 2003-06-03 | Rep | Dealing in futures contracts | 2003-06-03 |
| 9 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-10-29 | 2014-01-23 |
| 10 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-10-18 | 2012-11-19 |
| 11 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-18 | 2012-11-19 |
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