Chow, Ming Wai 周明偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2004-04-02 | Rep | Asset management | 2004-04-02 | Rep | Automated trading services | 2004-04-02 | Rep | Dealing in futures contracts | 2004-04-06 |
| 2 | CSC FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2016-08-16 | 2021-03-19 | RO | Dealing in securities | 2016-08-16 | 2021-03-19 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-01-16 | 2021-03-19 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-17 | 2013-04-11 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-10-05 | 2013-04-11 | Rep | Dealing in securities | 2005-04-11 | 2013-04-11 |
| 6 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2013-04-18 | 2015-06-29 | RO | Dealing in futures contracts | 2015-06-29 | 2016-06-29 |
| 7 | Mason Securities Limited | Rep | Dealing in securities | 2013-04-18 | 2016-01-13 | RO | Dealing in securities | 2016-01-13 | 2016-06-29 |
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